https://www.sikich.com

Regulatory, Quality & Compliance (RQ&C)

Regulatory, quality and compliance

Digital transformation for regulated industries

Comprehensive services for industry 4.0

You need a partner to support every aspect of your digital ecosystem. Sikich Regulatory, Quality & Compliance (RQ&C) is comprised of subject matter experts, consultants, technologists and care professionals that have the technical skills and domain knowledge to guide every step of digital transformation. Our experience in regulated industry landscapes allows us to truly identify and solve, the most complex organizational challenges for clients, streamlining business processes and implementing the technology solutions that support them.

The Sikich Regulatory, Quality & Compliance (RQ&C) practice also features Sikich Innovation LABS. This division is the product research and development team responsible for designing, implementing and supporting ‘best fit technology solutions.’ Sikich Innovation LABS builds enterprise software solutions that enable clients and partners to achieve business goals with greater efficiency and reliability.

industry

Regulated industries we serve

Pharma, Biotech
Medical Device
Consumer Packaged Goods
Food & Beverage
Insurance
This team created a truly collaborative work environment where we addressed multiple issues that were previously unknown. We’re excited about having a much leaner and more efficient system.
Senior Manager, Regulatory Compliance
solutions

Best fit technology solutions

QMS life sciences

QMS Life Sciences

Quality Management solutions for BioTech, pharma, and medical device companies

IT Quality & Compliance for Life Sciences

IT Quality & Compliance for Life Sciences

Helping you grow, comply with the FDA/EU, and accelerate digital transformation.

Sikich Innovation Labs

Sikich Innovation LABS

Unlock the power of your quality data with Sikich Innovation LABS.

legaltech

Legaltech

Helping law firms and legal departments unlock the full potential of their business through technology.

Insurtech

Insurtech

Helping insurance organizations scale responsibly in markets where compliance, transparency and operational discipline matter.

managed services

Managed Services

Custom solutions to manage your unique digital ecosystems

Contact us

Achieve your goals.

Digital transformation in regulated industries require unique planning and structure. Sikich’s RQ&C team is well-versed in your world and is ready to help your organization.
WHAT'S NEW

News, Updates & Insights

Marketing & Communications

Marketing and communications

Build, grow and protect your brand.

Meet the Agency at Sikich

We are a full-service agency that partners with organizations on all aspects of marketing. From website design and development to media promotion and product launches, we help our clients boost brand awareness, increase interest in their products and services, and reach new prospective customers.

The Agency at Sikich understands that every client has a unique story, vision and goal. As a team, there likely isn’t an industry we haven’t touched or a marketing problem we haven’t solved.

strategY

Listening, learning, impacting

We analyze and optimize campaigns with precision, uncover emerging trends and take the time to listen, learn and research. By aligning with your goals, we craft creative, actionable strategies that drive measurable results and lasting impact.
HOW WE WORK

An extension of your team

We operate as an extension of your team, leading strategy, execution and evaluation across high-impact marketing projects. Our work is rooted in clear communication that instills trust and confidence.



insights

A no-surprises approach

Our strategies and budgets are designed to align with your goals and expectations. We provide real-time feedback and insights throughout every project, adapting to external changes and internal challenges.




analysis

Data-informed insights

We analyze and optimize client campaigns while identifying new trends and opportunities. We meticulously measure every program and share insights — not just data — with our clients.




solutions

Drive business solutions

The marketing experts at The Agency at Sikich serve as key partners in these areas.

Strategy

We offer marketing consulting, message development, product launch support, and personal branding expertise.

PR & communication

Expert guidance in communications, reputation, crisis, content, and media — driving clarity and lasting impact.

Digital

We offer expert website design, SEO, email marketing, digital ads, and performance analytics to grow your brand.

Social

We specialize in content strategy, community management, social advertising, and influencer marketing to elevate your brand.

Creative

We create impactful branding, visual content, and design solutions across photography, video, graphic, and print.

Contact us

Connect with The Agency at Sikich

Are you ready to talk about building your brand? Fill out the form, and we’ll be in touch.
WHAT'S NEW

News, Updates & Insights

Forensic & Valuation

Forensic and valuation

We bring deep bench strength and sharp expertise to complex matters — from litigation and dispute advisory to valuation, forensics, fraud and investigations. Our team supports corporations, government and not-for-profits, legal counsel, fiduciaries, regulators, shareholders, CFOs, audit leaders and more.
capabilities

Capabilities to tackle your challenges

Subject-matter expertise

Financial forensic expertise in disputes, valuation, damages, fraud, analytics, and forensics.

Advanced technological resources

Tech tools for data analytics, security, fraud, risk, and privacy detection.

Highly credentialed

ABV, ASA, ASV, CFA®, CFE, CFF, CFI, CGMA, CIG®, CISA, CISSSP, CPA, CVA®, PA-QSA and QSA.

Solutions

Our focused solutions

Dispute advisory services

Get proven solutions to achieve optimum outcomes.

Family law

Services for all aspects of family law

Intellectual property

Our clear, actionable insights help you protect and maximize the value of your intellectual property.

Litigation services

We provide credible, independent expertise to help clients and counsel resolve complex disputes.

Forensic investigations

Our team of forensic accountants, fraud examiners and technology experts dive into records and data, conduct interviews, review documentation, and deliver clear, actionable findings to support confident decision-making.

White collar and corporate investigations

The Sikich forensic investigative team combines investigative and cybersecurity expertise to help corporations, fiduciaries and regulators navigate complex, high-stakes environments with confidence and clarity.

Government and school districts

Our investigative experts help you address misconduct or malfeasance with discretion and precision, handling highly sensitive matters confidently and effectively.

Forensic technology services

Turn complexity into clarity—Sikich forensic tech delivers actionable insights to protect what matters most.

contact us

Request a consultation.

Fill out this form and our Forensic and Valuation team will schedule a free consultation to discuss your needs.
experts

Our industry experts

Mary O’Connor

Principal

Luke Troyer

Director

Andrew Creedon

Senior Manager

Jason Boberg

Principal

Kellie Fedkenheuer

Principal

WHAT'S NEW

News, Updates & Insights

Cloud Infrastructure Migration

Cloud Infrastructure Migration

The time to move to the cloud is now.
There are powerful reasons to move your servers and system infrastructure from on-premises to a cloud-based environment.

Moving to the cloud unlocks more agile operations and long-term value. It simplifies secure resource sharing across teams and customers, and frees IT staff to focus on innovation.


Cloud platforms offer robust cybersecurity features without high upfront infrastructure costs. Their scalability supports seamless growth, while consumption-based pricing replaces unpredictable capital expenses with steady operational costs. You gain enterprise-grade performance without the overhead of maintaining on-site servers.

At Sikich, we’ve guided hundreds of organizations through successful cloud migrations. Our process is tailored to your unique goals, starting with a deep assessment to uncover opportunities and chart the most efficient path forward. We make the transition smooth, strategic and aligned with your future.

Expert Partners

Your expert Azure partners

Sikich migrates your on-premises apps to Azure, giving you a secure cloud foundation with powerful tools for analytics, data management, and productivity. As an award-winning Microsoft Solutions Partner, we bring deep expertise to every deployment, often pairing migrations with upgrades like Microsoft 365 and Teams to help you work smarter and faster.
Azure consulting

Accelerate your cloud journey

App hosting design

In one week, we assess your needs, design a tailored solution and provide clear estimates for setup and monthly service.

Architecture design

In two weeks, we work with your team to shape a tailored Azure design and deliver clear cost estimates.

Data center migration assessment

Over this two-week engagement, we assess your goals, review your data center and craft a tailored Azure migration plan.

“Sikich stays ahead of the technology I don’t have time to track, recommending tools that align with our strategy and make a real difference for our business.”
Mickey Charlton, IT Director
Cornwell Quality Tools
Contact Us

Is your move to the cloud overdue?

Learn how Sikich can help you get the most out of cloud computing services.
WHAT'S NEW

News, Updates & Insights

Retirement Plan Services

Retirement plan services

Support your most valuable asset—your people—with retirement plans that work. Sikich helps businesses nationwide deliver meaningful, competitive retirement packages that attract and retain top talent.

A full line of expert retirement services

As industry leaders, we understand how vital recruitment and retention are to your success. The Sikich Retirement Plan Services team combines deep plan expertise, employee education and administrative support to help businesses of all sizes build competitive retirement plans that attract and retain top talent. Our team ensures your employees benefit from high-performing plans tailored to your goals, allowing you to create retirement strategies that attract the best people to your business.  
  
Sikich offers a broad range of retirement plan services, including one-on-one participant support and group education meetings. We provide fiduciary training for plan committee members, facilitate quarterly investment committee meetings with documented minutes, and assist with investment policy statements and due diligence review books. 
  
We also negotiate provider fees, monitor ongoing plan costs, and conduct compliance reviews to assess procedures and administrative responsibilities—helping you stay aligned with regulations and best practices. 

Services

Smart solutions to attract and keep top talent

Today’s employees are looking for more than just a paycheck. They want a secure, comfortable future. While salary of course matters, retirement benefits like 401(k), 403(b), and 457 plans play a major role in where top talent work and stay. Offering these plans positions you to attract and retain a strong, competitive workforce. Sikich provides the retirement plan expertise and organizational support you need to build and manage smart, valued solutions for your team.

Defining your needs

We assess your organization’s goals, demographics, and fiduciary responsibilities to define a strategy that best fits your business and employees.

Plan provider and search selection

Our experts lead an informed provider search to help you confidently select the right plan providers.

Participant education

We provide the knowledge and resources you need to support your plan participants year-round.

Investment monitoring support

Together, we work with you to develop and maintain the plan’s investment strategy, which is then detailed in an investment statement policy.

Fiduciary support

We help you meet the obligations posed by the Employee Retirement Income Security Act (ERISA) on how you manage your plan.

Plan design and technical help

Our specialists provide hands-on plan design and technical expertise to optimize plan features and ensure compliance.

Fee evaluation & benchmarking

We provide ongoing expense analysis and plan benchmarking to ensure provider fees remain reasonable and aligned with your needs.

Experts

Retirement plan services team

Joe Connell
Marie Marks
Gretchen Radach
Contact us

Contact us for a consultation.

Fill out the form and our retirement planning team will schedule an assessment of your current plan and/or a consultation to discuss designing a new one.
WHAT'S NEW

News, Updates & Insights

Transaction Advisory Services

Transaction advisory services

Our transaction advisory services keep your deal strong and your value intact long after closing.

Transaction advisory that keeps you ahead

Our advisors know deals inside and out. Whatever you bring to the table, we’ve seen it before. Senior-level experts deliver fast, actionable insights on your timeline.

We provide end-to-end solutions so you can focus on driving the deal while we handle the rest. Our team puts every target under the microscope, uncovering the good, the bad and the hidden risks. Before you make an investment, Sikich gives you the clarity and confidence to move forward with certainty.

Solutions

Our focused solutions

Due diligence

From pre-close financial due diligence to post-close outsourced CFO support, we’ve got everything you need.

Lender services

Drive smarter lending decisions with clarity, control and confidence.

Litigation support

Credible, independent expertise to help clients and counsel resolve complex disputes.

M&A structuring

Q2 2026 Credit Market

Valuations

Delivering proven experience in determining fair market and fair value for businesses.

BUY SIDE

Buy-side

We put our senior experts to work, examining every detail of a target to reveal the good, the bad and the hidden risks. Before you make an investment, trust Sikich to look under the hood so you can move forward with confidence.
SELL SIDE

Sell-side

We take the stress out of selling, while shaping and sharing the story that positions your company for the market.
Experts

Transaction advisory leadership

John Iwanski
Contact us

We’re here to help your business

Learn how our accounting, audit, tax and consulting teams can help you succeed.
WHAT'S NEW

News, Updates & Insights

Investment Banking

Investment banking

Buying or selling a business is strategic and financial—but also personal. Market conditions and valuation are key, but so is cultural fit and leadership continuity. At Sikich, we cut through complexity so you’ve got the clarity to be confident.
We bring a disciplined approach that balances hard truths with fresh ideas, ensuring clients see the full picture before making their next move. Our core traits reflect the way we deliver results: grounded in integrity, focused on outcomes and attuned to every dimension of the deal.

Committed

To help clients make the right decisions, we prioritize doing right by them even when that means delivering hard truths. This commitment to integrity gives them peace of mind, knowing they have a trusted intermediary working in their best interest.

Creative

We specialize in uncovering creative ways to unlock value and drive stronger economic performance. As we help you assess goals, explore strategic options and weigh risks and rewards, our focus stays on maximizing outcomes at every step.

Conclusive

In the end, our clients maximize financial outcomes, minimize transactional risk and move forward with confidence. With Sikich Investment Banking by their side, they know they have the right partner to help achieve their goals.

Comprehensive

We go beyond financial performance to consider timing, expectations, market conditions and strategic alternatives. Every business case is assessed thoroughly, with close attention to the motivations and unique dynamics of all parties involved.

services

We’re merger and acquisition experts

Sell-side advisory

Implementing a disciplined and thoughtful sales process to maximize the value of your transaction.

Buy-side advisory

Helping you to identify, evaluate and execute the most value-added proprietary deals to expand your business.

Capital advisory

Uncover debt and equity strategies with expert capital advisory to drive growth, acquisitions, and optimization.

perspective and experience

Guidance from leaders who have been in your shoes

Our senior principals aren’t just advisors — they’re former owners and operators who’ve navigated the same challenges you face today. With backgrounds spanning executive leadership, strategy consulting, investing, technology and law, they bring firsthand perspective on what drives successful transactions. We combine proven investment banking techniques with practical, strategic thinking — always grounded in your goals, always focused on outcomes.
Learn more

The strategies of investment banking deals

The smart seller’s guide to timing your exit

Business owners love to ask one question, always with a mix of hope and dread: “When is the right time to sell my business?”

What M&A pros miss about middle market deals

Human connections drive successful transactions beyond just numbers and models.

What is driving the surge in deals?

Why are private equity firms so interested in CPA firms?

strategic solutions

Multi-decade expertise across industries

Our senior investment banking team has led transactions across manufacturing, technology, healthcare, professional services, retail and more. We bring proven techniques together with strategic, practical thinking — always aligned to your goals. With Sikich, you gain exceptional service, expert guidance and responsive support at every step. And our commitment doesn’t end when the deal closes. We build lasting relationships that continue to deliver long‑term value.
OUR WORK

Highlighted transactions

Hayes Landfill

Exclusive sell-side advisor to Hayes Landfill on acquisition by Rumpke Waste u0026 Recycling

River Source Logistics

Exclusive sell-side advisor to River Source Logistics (RSL) on acquisition of ShipCalm

American Standard Circuits

Exclusive adviser to American Standard Circuits (ASC) in recapitalization

EXPERTS

Related experts

Kurt Estes

Managing Director

Rick Herbst

CEO, Sikich Corporate Finance

Mike Rudolph

Managing Director

Susan Tomilo

Managing Director

Contact us

Request a consultation

Fill out the form and our Investment Banking team will reach out to you to discuss your business, objectives and goals.

Securities offered through Sikich Corporate Finance LLC, member FINRA and SIPC. Check the background of our firm on FINRA’s BrokerCheck.

WHAT'S NEW

News, Updates & Insights

Business Succession Planning

Business Succession Planning

Unlock the full value of your business.

Succession and exit planning helps maximize performance, protect your legacy, optimize value, and ensure a confident transition.

Strategic succession planning starts with a few essential questions:

1. Who will be your successor? 
2. How much do you need to retire? 
3. When do you hope to transition? 
4. What’s next for you? 

This transition requires foresight and precision. At Sikich, our multidisciplinary team—spanning valuation, M&A, wealth advisory, estate planning, and tax strategy—helps you evaluate every option and maximize business value. We guide you through tough decisions and design an exit plan aligned with your goals and lifestyle. After years of investing time, energy, and capital, we’ll help you protect your legacy and turn it into lasting peace of mind and financial freedom.

“Sikich guided us through every stage, delivering big-firm expertise with a personal touch, helping us save thousands in taxes.”
Bob & Denise Mantz
Mantz Automation, Inc.
process

The business succession plan process

Every business owner deserves a clear, confident path to exit. At Sikich, we help you maximize value, minimize taxes and build lasting financial freedom. Our advisors take a holistic view — assessing your full financial picture, valuing your business and identifying what you’ll need to retire comfortably. We create tailored wealth, estate and retirement strategies, uncover growth opportunities and pinpoint the right time to capture maximum value. When you’re ready to transition, we guide you through your options and help you choose the path that fits best.
experts

Our industry experts

Dan Leffler

Director

Tom Bayer

Principal

Ray Lampner

Principal

Request a consultation

Preparation is key to a successful transition.

Interested in getting started? Sikich offers a complimentary meeting with business owners, and their spouses, to identify business and retirement goals as a first step in the business succession planning process. Start now and prosper later. 
WHAT'S NEW

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Wealth Management

Wealth Management

Unlock financial freedom with Sikich’s Wealth Management team.

Improve more than just your return on investment. Improve your return on life.

Sikich experts collaborate with you to develop a comprehensive financial strategy and game plan. We’re here to help ensure your financial decisions and planning lead to greater happiness and peace of mind. 
 
Where do we start?

Our advisors take what we learn about your personal goals during the discovery phase and develop a customized wealth investment strategy centered around financial planning and asset management. Whether your aspirations are lifestyle-centered, family-guided, business-centric, retirement-focused or legacy-inspired, Sikich advisors bring the expertise and guidance needed to help you realize your wealth goals. 

Investment Advisory services offered through Sikich Financial, an SEC Registered Investment Advisor.

SOLUTIONS

Families and individuals

Prioritizing you and your family’s interests, we offer custom financial advisory services for peace of mind. From realistic financial planning to retirement projections, estate strategies, and tax planning, we’re your trusted partners in achieving financial success.
SOLUTIONS

Nonprofit organizations, trusts and estates

We’re all about helping you remain focused on your organizational purpose and shine in the work you do. With Sikich’s experience and careful attention, you can relax, knowing that the important financial aspects are covered while you focus on your mission.
SOLUTIONS

Businesses and business owners

From managing retirement plans and boosting business value to crafting solid estate and tax plans, we’re your go-to team for achieving your goals. Let’s make your business and financial goals thrive together.



Services

The wealth management equation

Investment consulting

We’ll build an investment strategy tailored to your comfort level and needs to manage your wealth.

Relationship management

Your advisor builds a personalized wealth plan tailored to your goals and investments.

Advanced planning

As trusted advisors, we offer investment solutions rather than investment products throughout your wealth management life cycle.

Advisory solutions

Integrated advisory

Our broader team can help you bring all your wealth management and related advisory needs together to support smarter, better‑aligned financial decisions.

Legacy client portal

Are you a client from a legacy company acquired by Sikich? If so, access your client portal here.

Experts

Our team

Andrew Paoni, MBA, CEPA, CFP®, CFA

Principal

Laura Culp, CPA, PFS, MT, CCIFP

Wealth Advisor

Joe Connell, AIFA®, QPFC, CRPS®, RF™

Principal

Kip Walle, MBA, CFP®, CEPA

Principal

Valerie Johnson, CFP®

Financial Advisor

Mike Sedlak, CFP®, CFA, CEPA, MBA

Principal

Wesley Whamond, MBA, CFP®

Financial Advisor

Marie Marks, CFP®,CPFA®

Financial Advisor

Mark Gilbert, CPA, PFS, MBA

Financial Advisor

Valerie Turner

Financial Advisor

Thao Ring, CFP®

Financial Advisor

Gretchen Radach

Senior Relationship Manager

Doug Mathey, CPA, PFS, MT

Principal

Jean Golla, BFA™

Wealth Advisor

contact us

Enhance your wealth management equation with Sikich

As a national, Top 30 Certified Public Accounting firm, our wealth advisors have the unique ability to provide clients with the insight and management needed to evaluate expenses and minimize taxes, further enhancing your wealth equation.

Talk to an expert

WHAT'S NEW

News, Updates & Insights

Insurance Services

Insurance services

We provide options to help you build a strong financial foundation, protect your wealth and support your family.

Tailored plans to help you manage and mitigate risks

You’ve worked hard for many years to accumulate, preserve and ultimately distribute your wealth. You deserve the comfort of knowing that your assets and family are protected. Sikich’s range of insurance services safeguards your wealth and protects it in various scenarios.

We’re one of the few companies that provides independent, unbiased free assessments of your insurance plan. If you move forward with us, we’ll always be here when you need us — with continuous plan reassessments to ensure you’ve maximized your coverage for the best rate. Our commitment level to clients is how we’ve maintained relationships for decades and loyalty for generations.

OPTIONS

Your insurance options

Life

Ensure your family’s financial needs are met with tax-free cash to cover debts, income loss and more.

Disability

Protect your income and lifestyle if you’re unable to work, with occupation- and needs-specific coverage.

Long-term care

Protect your finances and independence with long-term care planning that secures income, assets and choices.

our Approach

Thoughtful, tailored solutions from insurance experts

At Sikich, our services go beyond products. We bring deep experience and insight to guide complex decisions and build plans from the ground up. Request a free, independent review of your coverage today.
The right plan for your unique needs

Why choose a full-service approach?

With the backing of a full-service accounting and consulting firm, Sikich’s insurance services help clients save thousands annually in premiums, eliminate payments while securing lifetime coverage or reduce costs without sacrificing protection.

What is a life insurance review?

This isn’t a replacement program. It’s a strategic assessment of your current coverage. We determine if your policy still aligns with your goals and best protects your future.

Why review your life insurance?

Life insurance plays a key role in protecting your family, funding estate taxes and supporting benefit plans. As your goals and assets evolve, your coverage should too.

How much coverage is enough?

There’s no one-size-fits-all answer. Your age, income, savings, family structure and financial obligations — from mortgages to tuition — all shape your ideal coverage. That’s why we tailor every plan to fit your life, not just your numbers.

Contact us

Help is around the corner.

We build solutions around you. It begins with a thorough assessment of your current situation and evolves as your life does.
WHAT'S NEW

News, Updates & Insights