Achieve SOX Compliance with Confidence and Clarity. Strengthen controls. Protect value.
At Sikich, we guide public and pre-IPO companies through the demands of Sarbanes-Oxley (SOX) compliance with confidence. Our dedicated team of SOX experts delivers tailored solutions that go beyond checking boxes. We help you strengthen internal controls, mitigate risk and safeguard long-term shareholder value.
Why SOX Compliance Matters
The Sarbanes-Oxley Act of 2002 was designed to protect investors by improving the accuracy and reliability of corporate disclosures. Whether for a publicly–traded company or one preparing to be, SOX compliance is not just a legal requirement. It’s a business imperative. A well-designed internal control framework can improve operational efficiency, enhance financial integrity and increase stakeholder trust.
“At Sikich, our SOX professionals bring a unique blend of audit, accounting and technology, paired with real-world management experience. We don’t just test controls. We help you enhance them through technology automation, process optimization and risk mitigation. Our goal is to deliver more than compliance by strengthening your business for long-term success.”
Sargon Youmara
Principal, Governance, Risk and Compliance
Our Approach
We take a top-down, risk-based, and business-minded approach to streamline SOX compliance. At Sikich, we understand that no two organizations are alike. So we tailor our services to your industry, size and maturity level delivering clear, actionable solutions aligned with your strategic goals.
Our SOX Services
SOX Program Development & Implementation
Whether you’re building a SOX program from the ground up or enhancing an existing framework, we design and implement effective, risk-based control environments tailored to your business model and industry.
Ongoing SOX Compliance Support
We provide full or co-sourced solutions for:
- Program development and governance
- Risk assessment
- Control design and walkthroughs
- Control testing (design and operating effectiveness)
- Remediation planning and support
- Coordination with external auditors
Information Technology General Controls (ITGC) & Application Controls
Our team includes ITGC specialists who ensure that your ITGC and application controls are effective and aligned with your financial reporting processes.
Pre-IPO Readiness & SOX Gap Assessments
Preparing to go public? We’ll assess your current control environment and design a roadmap to achieve SOX readiness prior to your IPO. Our phased approach ensures that you can scale with confidence and meet audit expectations.
Control Rationalization & Optimization
If you’re already complying with SOX, we help you reduce unnecessary compliance costs by streamlining control environments, automating controls (reducing manual controls) and updating your SOX program to meet current PCAOB and external audit requirements.
“If you’re already complying with SOX, we help you reduce unnecessary compliance costs by streamlining control environments, automating controls (reducing manual controls) (more application controls) and updating your SOX program to meet current PCAOB and external audit requirements.”
CFO of a mid-cap manufacturer
Why Clients Trust Sikich
- Deep Expertise: Our professionals bring decades of experience in internal audit, IT controls, financial reporting and regulatory compliance.
- Industry Knowledge: We specialize in complex industries like manufacturing, financial services, technology and healthcare.
- Collaborative Approach: We work closely with management, internal audit and external auditors to ensure a smooth and efficient compliance process.
- Audit Technology Enablement: We leverage leading platforms like AuditBoard, TeamMate and Workiva to deliver transparent, efficient and well-documented SOX compliance programs.
Ready to Simplify SOX?
Sikich can guide you through managing year-one compliance, preparing for an IPO or optimizing an existing SOX program. Let’s build a control environment that not only meets regulatory expectations but supports your business success.
