Wayne Baca, CPFA, ARPC, RF™, CHSA®, is a senior retirement plan specialist on the firm’s retirement plan services team. Wayne has over 25 years of experience in the financial and retirement plan consulting industry, primarily working with plan sponsors to simplify their plan management and control plan expenses, as well as assist plan participants in reaching their retirement goals. He also assists plan sponsors with their investment policy statement review and in developing and documenting the plan’s fiduciary responsibilities.
Wayne serves a broad range of clients, from those in corporate industries to organizations in the tax-exempt not-for-profit scope. His experience with and knowledge surrounding the complexities of 401(k) and 403(b) plans make him a valuable resource for his clients. Within his 401(k) plan consulting abilities, Wayne’s expertise includes investment selection and performance monitoring, fiduciary best practices, fee reviews and vendor negotiations. Notably, he also holds the Financial Industry Regulatory Authority (FINRA) Series 7, 63 and 65 licenses.
- Retirement Plan Consulting
- Bachelor of Science, Banking and Finance, University Nebraska at Omaha
- Accredited Retirement Plan Consultant (ARPC)
- Registered Fiduciary (RF)
- The Financial Industry Regulatory Authority (FINRA) Series 7, 63 and 65
Investment advisory services offered through Sikich Financial, an SEC Registered Investment Advisor.